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FINRA Arbitrators Find Major Brokerage Liable to Investors for Punitive Damages in Cherry-Picking Fraud Scheme Run by Outside Advisor

First-of-Its-Kind Ruling Holds Charles Schwab & Co., Inc. Liable to Investors for Facilitating and Concealing RIA Fraud; Skipp Cook and Raymond McCleary vs. TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., and Charles Schwab & Co., Inc., FINRA Arbitration Case No. 23-03586

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